假市 false market
做价 kiting
停止过户期间 book closure period
停市手段 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售证券 hawking of securities
副保荐人 co-sponsor
「勒束式」股票挂钩票据 Range Equity linked Instrument
勒束式组合 strangle
动态对冲 dynamic hedging
地区互联网 Local Area Network
参考平衡成交量 Indicative Equilibrium Volume
参考平衡价格 Indicative Equilibrium Price
参考发行价 indicated issue price
参与者自设系统 Participant Supplied System
参与者资料提取系统 Participant Access Services
参与者网间连接器 Participant gateway
「啤打」系数 beta coefficient
商人银行 merchant bank
《产品交易平台（禁止经营）条例》 Commodity Exchanges Ordinance
产品买卖商 commodities dealer
《产品买卖条例》 Commodities Trading Ordinance
产品期货买卖委员会 Commodity Futures Trading Commission
商业承兑汇票 trade acceptance
商业票据 commercial paper
商业登记证 business registration certificate
商议佣金 negotiated commission
商誉 goodwill
问责 accountability
问题证券 defective securities
国内生产总值 gross domestic product
国民生产总值 gross national product
国有资产监督管理委员会 State-owned Assets Supervision and Administration Commission
国家工商局 State Bureau for Industrial and Commercial Administration
国家外汇管理局 State Administration of Foreign Exchange
国家股 / 国有股 state share
国家建设债券 National Construction Treasury
国家科技风险开发事业中心 National Science and Technology Venture Capital Development Center
国家重点建设债券 Priority Construction Treasury
国家国有资产管理局 State Bureau for State Property Administration
国家统计局 State Statistics Bureau
国家税务局 State Taxation Bureau
国家经济贸易委员会（国家经贸委）
State Economic and Trade Commission
国库券 Treasuries
国务院证券委员会（证券委） State Council Securities Committee
国债* government bond
国债期货* treasury bond futures
国际外汇同业联会 Association Cambiste Internationale
国际收入支出平衡 / 国际收入支出差额 balance of payments
国际股票期货及期权 International Stock Futures and Options
国际金融公司 International Finance Corporation
国际金融行动专责小组 International Financial Action Task Force
国际掉期业务及衍生投资工具协会 International Swaps and Derivatives Association
国际货币基金 International Monetary Fund
国际期权市场协会 International Options Markets Association
国际结算银行 Bank for International Settlements
国际筹资市场协会 International Primary Markets Association
国际会计师公会 The Association of International Accountants
国际会计准则 International Accounting Standards
国际会计准则委员会 International Accounting Standards Committee
国际标准化组织 International Organisation for Standardisation
国际编码机构协会 Association of National Numbering Agencies
国际证券市场协会 International Securities Markets Association
国际证券交易平台联会 World Federation of Exchanges
国际证券事务监察委员会组织 International Organisation of Securities Commissions
国际证券服务业联会 International Securities Services Association
国际证券号码 International Securities Identification Numbers
国际证券号码编制系统 International Securities Numbering System
国际证监会组织亚太区委员会 Asia Pacific Regional Committee of IOSCO
国营企业 state-owned enterprise
坚定承诺 firm commitment
实行董事 executive director
执业会计师公会 Institute of Certified Public Accountants
基本按金 initial margin
基金份额持有人* fund unit holder
基金经理 fund manager
《基金经理操守准则》 Fund Manager Code of Conduct
基建工程/项目 infrastructure project
基准日 base day
基准收益率曲线 benchmark yield curve
基点 basis point
基础上市文件 base listing document
专用买卖系统 proprietary trading system
专用互联网系统 proprietary routing terminal
专用线路 dedicated line
专家谘询小组 Advisory Specialist Group
专责监察主任 Designated Compliance Officer
《专业会计师条例》 Professional Accountants Ordinance
专业银行* specialised bank
《专业操守规例》 Code of Conduct Regulations
《专业操守规则及规例》 Professional Conduct Rules and Regulations
专线互联网系统 Proprietary Network System
将股票化零为整 jumbomize
将会员制转为股份制 demutualisation
屏幕* screen
常委会 Executive Committee
强制性公积金 Mandatory Provident Fund
强制性公积金计划管理局 Mandatory Provident Fund Schemes Authority
强制性回收建议 mandatory bid; mandatory offer
强制补购 compulsory buy-in; forced buy-in
强势USD strong dollar
从价印花税 ad valorem stamp duty
授权代表 authorised representative
授权书 power of attorney
掉期 swap
挂牌交易 flotation
挂钩汇率制 pegged rate system
挂盘册 order book
接口费 port fee
接收 take-up
同意存款公司 deposit-taking company
接驳站成本 port fee
接价盘 accept order
控股公司 holding company
控股股东 controlling shareholder
控股权益 controlling interest
控权股东 controlling shareholder
排媒现象 disintermediation
排期申请表格 advance booking form
敏锐度剖析 sensitivity analysis
救市特别买卖征费 Lifeboat levy
救市贷款 Lifeboat Loan
斩仓 margin cut; liquidation; forced liquidation
条文 provision
淡仓 short position
净值比率 net worth ratio
净额按金计算 net margining
净额结算 netting
深圳证券交易平台 Shenzhen Stock Exchange
深圳证券登记公司 Shenzhen Securities Registration Company Limited
深圳证券结算公司 Shenzhen Securities Clearing Company Limited
清洗买卖 whitewash transaction; wash sale
清算 clearing
清算价 clearing price
清盘 liquidation
浅白语言计划 Project on the Use of Plain Language
浅白语言计划工作小组 Working Group on Plain Language
牵头包销商 lead underwriter
现金交收 cash settlement; cash on delivery
现金回佣 cash commission rebate; cash rebate
现金收益净值 net present value
现金顾客 cash client
现金差额缴款 cash marks
现金流向 / 现金周转 cash flow
现金流动表 cash flow statement
现金流量折现/贴现法 discounted cash flow
现金资产公司 cash company
现金选择 cash alternative
现货月 spot month
现货市场 spot market; cash market; physical market; actual market
现货市场谘询小组 Cash Market Consultative Panel
现货价 spot price; cash price; physical price; actual price
现价 nominal price
《理解股票期权（及其风险）》 Understanding Stock Options
理论性参考价格系统 Theoretical Indicative Pricing System
产权负担 encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票对票方法 paper-to-paper arrangement
票据交换所自动转账系统 Clearing House Automated Transfer System
票据交换所自动转账系统付款指示 CHATS Payment Instruction
票据密集交收 paper intensive settlement
移动平均值背驰指标 Moving Average Convergence-Divergence
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自动对盘及成交系统（第二代自动对盘系统） Automatic Order Matching and Execution System / Second Generation
第二板 / 第二板市场 second board; second market
第三代自动对盘及成交系统（第三代自动对盘系统） Automatic Order Matching and Execution System / Third Generation
第三者结算 Third Party Clearing
累计/累积利息 accumulated interest
累计/累积收益 accumulated profits
累计/累积折旧 accumulated depreciation
累计/累积垫款 cumulative advance
累计投标制 book building method
细价股 small cap stock; penny stock
细盘撮合系统 Small Order Entry System; Small Order Execution System
细额先到先得 Small Order First-In-First-Out
「终止及停止」令 cease and desist order
组合剖析仪 Portfolio Analyser
「组合股」 Exchange Traded Fund
组合盘 / 综合盘 combination order; combo order; composite order
组织大纲 memorandum of association
《组织大纲及章程》 Memorandum and Articles of Association
组织构造反省指导委员会 Steering Committee on Organisational Review
组织细节 articles of association
组织章程 constitution; articles of association
翌日净额结算管理软件 next day net settlement system
庄家 market maker
庄家之经销买卖 jobbing transaction
庄家名录 Market Maker List
庄家活动 market making
规范声明 normative statement
访客廊 Viewing Gallery
设定增值税 deemed VAT
货币市场 money market
货币交叉盘交易 cross currency trade
货币提供 money supply
货币政策委员会 Monetary Policy Committee
货币基础 monetary base
货币期货 currency futures
货币发行局规范 currency board system
货币经纪 money broker
货币资产 monetary assets
货币权证 currency warrant
货银同步交收 delivery vs payment
货银两讫 delivery vs payment
货银应对 cash on delivery
货银应对方法交收 delivery vs payment
责任承担 accountability
责任承诺书 responsibility letter
责任声明书 responsibility statement
责务变更 novation
责务变更合约 novated contract
软佣金 soft commission
软货币 soft currency
软着陆 soft landing
透明度 transparency
透视价 see-through price
逐项交收 trade-for-trade settlement
通讯线路现况显示行 communication status message line
通货紧缩 / 通缩 deflation
通胀指标货币政策 inflation indexed monetary policy
速动市场 fast market
速动资金 liquid capital
速动资产 liquid asset
造市 market manipulation
造价 price manipulation
连锁关系原则 chain principle
连续推广竞价 continuous auction
部份完成的交易指示 partially filled order
部份地区互联网 Local Area Network
闭端式基金 closed-end fund
阴阳烛图 candlestick chart
备考全方位摊薄市盈率 pro forma fully diluted price/earnings ratio
备考报表 pro forma statement
备兑期权 covered option
备兑权证 covered warrant
备兑认购期权 covered call
备抵 allowance
伞子基金 umbrella fund
凯伯里委员会 Cadbury Committee
凯伯里报告书 Cadbury Report
革新及科技基金 Innovation and Technology Fund
创业板 Growth Enterprise Market
创业板上市委员会 GEM Listing Committee
《创业板上市条件》（《香港联合交易平台公司创业板证券上市条件》） GEM Listing Rules
《创业板投资者指南》 GEM Investor Guide
创业板指 Growth Enterprise Index
创业基金 venture capital
单一董事会制 unitary board system
单一种股份的衍生认股权证 single share derivative warrant
单一价格推广竞价市场 single price auction system
单日货币市场 intra-day money market
《单位信托及互惠基金守则》 Code on Unit Trusts and Mutual Funds
单位信托委员会 Committee on Unit Trusts
单位信托基金 unit trust
单价配对 netting
价格 quote
价格系统 Price Reporting System
价格需要 quote request; request for quote
价格规则 quotation rules
场内买卖 pit trading
场内买卖商品 exchange traded product
场内规则 on-market rules
场内交易期权 exchange traded option
场内交易盘 on-floor order
场外买卖 off-floor trading; off-board trading
场外买卖议价板 OTC Bulletin Board
场外衍生工具 over-the-counter derivative
场外规则 off-market rules
场外期权 over-the-counter option
场外购回股份 off-market share repurchase
场外证券市场 over-the-counter market
孳息 yield
富时指数公司（原金融时报指数） FTSE
帧中继买卖网 frame relay trading network
复牌 resumption of trading
《提高香港的金融基础设施报告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提高数码资料输送专线 enhanced digital datafeed
提早补购 early buy-in
提呈发售 offer for sale
提升运作的能力 scalable
扬基债券 Yankee bond
换股比率 conversion ratio
换算 translation
散户投资者 / 散户 retail investor
散户经纪 retail broker
普通股 ordinary share
普通债券 straight bond
替任人 alternate
最大差价限额 maximum spread
最少开价数目 minimum quote quantity
最低上落价格 minimum price fluctuation; tick
最低买卖数额 minimum transaction size
最低供款额 minimum contribution
最底价格变动 minimum price fluctuation; tick
最低豁免规定 de minimus waiver provision
刚开始发起人 ultimate originator
最好成交价 best execution price
最好价格 best price
最好价格盘 at-best order
《最好应用守则》 Code of Best Practice
最后一轮交收处置程序 Final Settlement Run
最后成交价 last recorded price; last traded price
最后行使日 last exercise day
最后结算表 Final Clearing Statement
最后结算价 Final Settlement Price
最后贷款人 lender of last resort
最后复核聆讯 final review hearing
最后用户/用户 end user
最后受益人 ultimate beneficiary
最后实益持有人 ultimate beneficial holder
最短回复开价时间 minimum response time
期末存货 closing stock
期初存货 opening stock
期货赔偿基金 Futures Compensation Fund
期货赔偿基金委员会 Futures Compensation Fund Committee
期权 option
期权出货指令 options delivery instruction
期权买卖主任 Options Trading Officer
期权买卖主任及代表考试 Options Trading Officer and Representative Examinations
期权买卖代表 Options Trading Representative
期权交易平台参与者 Options Exchange Participant
《期权买卖规则》 Options Trading Rules
期权买卖确认书 options trade /confirm/iation
期权合约 option contract
期权合约净持仓 net open options contract; net options position
期权系列 option series
期权定价 option valuation
期权定价模式 option pricing model
期权金 premium
期权金成交额 premium turnover
期权长仓合约 long options contract
期权顾客协议书 Options Client's Agreement
期权持有人 option holder
期权持仓 option position
期权短仓 short option
期权短仓合约 short options contract
期权结算主任 Options Clearing Officer
期权结算主任考试 Options Clearing Officer Examination
《期权结算规则》 Options Clearing Rules
期权成本 options tariff
期权买方 option buyer
期权交易交易平台参与者 Options Trading Participant
期权经纪交易平台参与者 Options Broker Exchange Participant
期权资讯服务 Options Information Service
期权数码资料传送专线 options digital datafeed
期权卖方 option seller; option writer
期权类别 option class
款项交收费 money settlement fee
款项净额结算每天平均效率 daily average funds netting efficiency
款项过户系统 money transfer system
款项预缴服务 cash prepayment service
残值 salvage value
减佣经纪 discount broker
港元同业拆息 Hong Kong Interbank Offered Rate
《港元利率期货市场通讯》 HIBOR Futures Market Update
港元利率期货迭期 HIBOR Futures Strip
港汇指数 / 港元实质汇兑指数 Effective Exchange Rate Index for the Hong Kong Dollar
无人申领之经纪佣金 unclaimed brokerage
无力偿债 insolvency
无形资产 intangible asset
无抵押贷款 unsecured loan
无抵押权证 non-collateralised warrant
无风险利率 risk-free interest rate
无风险对冲 delta hedge
无时限盘 good-till-cancelled order
无纸化买卖 paperless trading; scripless trading
无条件及不可撤回之担保 unconditional and irrevocable guarantee
无条件现金回收建议/要约 unconditional cash offer
无责任声明 disclaimer
无备兑期权 uncovered option
无备兑认购期权 uncovered call
「无超额亏蚀」规则 No-Over-Loss Rules
无价期权形式 tails
无凭证式股东 uncertificated shareholder
免费债能力 insolvency
《为便利股份或债权证要约而就《公司
条例》提出的修订建议谘询文件》 Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登记持有人 registered owner
登记过户费 scrip fee
发行人 issuer
《发行人及专业顾问建议调查》 Issuers and Professional Advisers Survey
发行人可选择支付现金 /
发行人现金选择权 issuer's cash option
发行人登记册 Issuer Register
发行人电子存档系统 issuer electronic filing system
发行红股 scrip issue
发行章程 prospectus
发行量加权股价指数 Weighted Index
发行新股 new issue
发行资料摘要 indicative terms sheet
发行价 issue price
发行机构 issuer
《进步路向》 The Way Forward
发起人 promoter
发牌资料册 licensing information booklet
发钞局规范 currency board system
发盘价 offer price
短期同业拆放市场 call market
短期资金 short-term money
短期资金借贷市场 money market
短期举债/借贷 short term borrowings
短期证券 short-dated securities
硬货币 hard currency
税后盈利/收益/溢利 after-tax profits
税后实质回报率 after-tax real rate of return
《税务条例》 Inland Revenue Ordinance
税务打折 tax relief
税项减免 tax break; tax concession
稀释* dilution
程式交易/买卖 programme trading
程序覆检委员会 Process Review Panel
等价期权 at-the-money option
结清 close out
结构改进 institutional advancement
结算 clearing
结算所 clearing house
结算所电子附属登记系统 Clearing House Electronic Subregister System
结算协议书 clearing agreement
结算参与者 Clearing Participant
「结算通」电话系统 CCASS Phone System
《结算运作程序 ─ 期权交易交易平台参与者专用》 Operational Clearing Procedures for Options Trading Exchange Participants
结算价 clearing price
结算机构参与者 Clearing Agency Participant
结算谘询小组 Clearing Consultative Panel
《结算纵横》 Clear Talk
结余 balance
结转 carried forward
统一保证金顾客协议书 Uniform Margin Client's Agreement
统一现金顾客协议书 Uniform Cash Client's Agreement
统一结算所 universal clearing house
统制账户 control account
不真实市场 false market
不真实声明 misstatement
虚售买卖；虚卖 wash sale
虚报 misrepresentation
虚拟市场 virtual market
「街名」股票 street name share certificate
补充/增补上市文件 supplemental/supplementary listing document
补仓按金 maintenance margin
补仓公告 margin call
补发证书服务 certificate replacement service
补购 buy in
注册中介团体 registered intermediary
注册商号 registered firm
注册庄家 Registered Trader
注册筹资人 registered financier
注册证券商 registered dealer
注销股份 cancelled share
注解备忘录 explanatory memorandum
贬值 depreciation
用户 bidder
「买者自负」原则 let the buyer beware principle;
Caveat Emptor
买壳 acquisition of shells
买价 / 买盘价 bid price
买盘 buy order
交易因公众持股量不足而停牌证券的申报表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
交易指示 order
交易差价 bid-asked spread
交易单位 board lot
交易单据 contract note
交易惯例 dealing practice
交易盘 order
交易盘纪录 order book
交易盘纸 deal ticket
交易盘处置率 order throughput
交易盘传递 order routing
交易盘传递系统 Order Routing System ; router system
交易盘输入 order entry
贷出费 lending fee
贷股人 stock lender
贷股人参与者 Stock Lender Participant
贷款抵押证券 collateralised loan obligation
贷款股 / 贷款债券 loan stock
贷款银团 loan syndicate
贷款融通 loan facility
贴现 discount
贴现率 discount rate
贴现窗 discount window
超国家机构 supranational entity
超连结 hyperlink
超买 overbought
超卖 oversold
超额配发/配股权 over-allotment option
超额配发机制 over-allotment option scheme
超额认购 oversubscribed; overbooked
跌停板手段 circuit breaker
《周年报告的参考披露资料》 Reference for Disclosures in Annual Reports
进项增值税 input VAT
开市分配时段 open allocation session
开市前分配时段 pre-open allocation session
开市前时段 ；开市前议价时段 pre-opening session
开市价格规则 opening quotations rules
开市价 opening price
开市盘 open order; at-the-opening order
开市议价机制 Pre-market Opening Mechanism
开放式基金 open-end fund
开放式网间连接器 open gateway
开放式网间联系交易 internet order connection
开仓买卖 opening transaction
开仓合约 opening contract
开价盘 quote
开价盘需要 quote request
开盘情况报告 quote maintenance report
开盘价 opening price
集中持仓量 concentrated position
集中风险 concentration risk
集中风险调整 concentration risk adjustment
《集合投资计划的广告宣传引导》 Advertising Guidelines for Collective Investment Schemes
集合推广竞价 aggregate auction
筹资 capital formation
筹资市场 primary market
《筹资退休基金守则》 Code on Pooled Retirement Funds
《筹资退休基金的广告宣传引导》 Advertising Guidelines for Pooled Retirement Funds
筹资净额 net proceeds
集团内部买卖 intra-group transactions
集团会计 corporate accounting
集体投资计划 collective investment schemes
集体投资基金 collective investment fund
项目筹资 project finance
顺差 favourable variance; favourable difference
须予公布的买卖 notifiable transaction
须予披露的买卖 discloseable transaction
传统基金会 The Heritage Foundation
传统债券 plain vanilla bond
债券 bond; debenture; debt securities; loan stock
债券市场工作小组 Working Group on Debt Market
债券抵押证券 Collateralised Bond Obligation
债务 indebtedness
债务人 debtor
债务工具中央结算管理软件 Central Moneymarkets Unit
债务市场 debt market
债务报表 indebtedness statement
债务偿还 debt repayment
债务证券 debt securities; loan stock
债务链 debt chain
债转股 debt-for-equity swap
债权人 creditor
债权股额 loan stock
债权证 debenture
汇兑限额 exchange quota
汇兑损失 exchange loss
汇票 bill of exchange
汇款同步交收 payment vs payment
微值入价 cabinet bid
微值买卖 cabinet trade; cabinet bid
损益平衡点 breakeven point
损益账 profit and loss account
新一代中央结算管理软件 CCASS/3
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